Digital Asset Compliance: An Evolving Global Regulatory Framework

This course delves into the evolving global framework for digital assets. Digital assets have grown to the point that they are viewed as their own asset class. This growth in the US and abroad has resulted in greater regulatory attention to develop a comprehensive regulatory framework for this asset class. 

Course Objectives:

By the end of the course, participants will be able to describe:

• The scope and focus of US regulators on digital assets
• The scope and focus of digital asset money laundering issues
• The focus on international regulatory organisation in digital assets
• The guidance on accounting and auditing of digital assets

Presenter:

William "Bill" Jannace has over 30 years of professional experience in the securities industry, having held positions at the American and New York Stock Exchanges and FINRA as well as being an adjunct professor, instructor, and lecturer at various schools of higher learning, both in the US and elsewhere. Bill was the Director and Counsel of FINRA's Sales Practice Policy department where he participated in industry outreach, FINRA-IOSCO initiatives, and its MOUs with foreign regulators. Bill also worked with the Legal-Compliance Departments of TD Securities and Smith Barney.  

Prerequisites: Basic Industry Knowledge

Programme Level: Foundational

Advanced Preparation: None

Computers and Financial Calculators: None required

NASBA CPE: 3.5

Click here for the full course outline and speaker bio.